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The Generally Accepted Governmental Auditing Standards, also known as the Yellow Book, provides a comprehensive framework for conducting governmental audits with a focus on high quality, integrity, competence, independence, and objectivity. The Yellow Book is used by auditors of government organizations, entities that receive government awards, and any other audit organization performing Yellow Book audits. The Yellow Book outlines all requirements for governmental audit reports, professional qualifications for auditors, and audit organization quality control.
The American Rescue Plan Act of 2021, also called the COVID-19 Stimulus Package, is a $1.9 trillion economic stimulus bill passed by the 117th United States Congress and signed into law by President Joe Biden on March 11, 2021. This act was passed to speed up the United States' recovery from the economic and health effects of the COVID-19 pandemic and the ongoing recession. This legislation was first proposed on January 14, 2021, the package builds upon many of the measures in the CARES Act from March and in the Consolidated Appropriations Act, 2021, from December.

Seismic changes in tax legislation is currently taking place, and the well-informed tax practitioner will want to attend this eight hour program in order to stay abreast of these developments.  This program will cover new court decisions, recent IRS publications, and the latest tax legislation that will impact businesses and individuals.  The remaining time will be spent on IRS procedure and other issues. This course will provide a concise look at the hottest topics affecting every tax practitioner.  

Who should Attend:  This course is suitable for Corporate tax and finance executives, directors, managers and staff, CPAs, CAs Enrolled Agents, accountants, attorneys and business/financial advisors who work with and advise businesses that have tax implications.  All in-house and public practice tax professionals will benefit from this timely and insightful seminar.

Program Content:
  • Current business entity tax issues
  • Any current tax legislation occurring during the period.
  • Other issues affecting the profession, including IRS procedure, current cases, payroll, and other federal tax issues.
 Agenda:  Part I: Secure Act 2.0 – Employer Provisions
  • Starter § 401(k) plans for small employers
  • Requiring automatic 401(k) enrollment
  • Improving worker access to emergency savings
  • Increasing part-time workers’ access to retirement accounts
  • Statute of Limitations on excise taxes imposed on overcontributions to retirement plans
  • Multiple employer §403(b) plans
  • Automatic portability provisions
  • Other changes in the administration of company retirement plans
Part II:  IRS Procedure
  • IRS Administration
  • Statute of Limitations
  • Penalties
  • Anti-Injunction Act
  • Reporting
   Learning Objectives:
  • Understand the newest tax developments and changes to the Internal Revenue Code
  • Learn effective and efficient techniques for implementing new standards
  • Become familiar with recent court cases and Treasury publications affecting individuals and business entities.
  • Acquire a working knowledge of recent changes to IRS procedure.
  • Become conversant of recently issued tax court opinions and their implications to taxpayers.
  • Know the status of upcoming tax legislation and how it might affect clients.

Seismic changes in tax legislation is currently taking place, and the well-informed tax practitioner will want to attend this eight hour program in order to stay abreast of these developments.  This program will cover new court decisions, recent IRS publications, and the latest tax legislation that will impact businesses and individuals.  The remaining time will be spent on IRS procedure and other issues. This course will provide a concise look at the hottest topics affecting every tax practitioner.  

Who should Attend This course is suitable for Corporate tax and finance executives, directors, managers and staff, CPAs, CAs Enrolled Agents, accountants, attorneys and business/financial advisors who work with and advise businesses that have tax implications.  All in-house and public practice tax professionals will benefit from this timely and insightful seminar.

Program Content:

  • Current business entity tax issues
  • Any current tax legislation occurring during the period.
  • Other issues affecting the profession, including IRS procedure, current cases, payroll, and other federal tax issues.
 Agenda:
  • Partnership Updates
  • Schedules K-2s/K-3s
  • Compensation
  • Cancellation of Indebtedness
  • Business Deduction
  • Start Up Expenses
  • Transfer Pricing
  • Penalties
  • Litigation Expenses
  • Charitable Entities
  • Substance Over Form
  • Non-fungible Tokens
Learning Objectives:
  • Understand the newest tax developments and changes to the Internal Revenue Code
  • Learn effective and efficient techniques for implementing new standards
  • Become familiar with recent court cases and Treasury publications affecting individuals and business entities.
  • Acquire a working knowledge of recent changes to IRS procedure.
  • Become conversant of recently issued tax court opinions and their implications to taxpayers.
  • Know the status of upcoming tax legislation and how it might affect clients.

Seismic changes in tax legislation is currently taking place, and the well-informed tax practitioner will want to attend this eight hour program in order to stay abreast of these developments.  This program will cover new court decisions, recent IRS publications, and the latest tax legislation that will impact individuals.  The remaining time will be spent on IRS procedure and other issues. This course will provide a concise look at the hottest topics affecting every tax practitioner.

Who should Attend This course is suitable for tax and finance executives, directors, managers and staff, CPAs, CAs Enrolled Agents, accountants, attorneys and business/financial advisors who work with and advise individuals that have tax implications.  All public practice tax professionals will benefit from this timely and insightful seminar. Learning Objectives:
  • Become familiar with recent court cases and Treasury publications affecting business entities.
  • Acquire a working knowledge of recent changes to IRS procedure.
  • Become conversant of recently issued tax court opinions and their implications to taxpayers.
  • Know the status of upcoming tax legislation and how it might affect clients.
 Program Content:  Part I:  Secure Act 2.0 – Employee Provisions
  • Changes to the Saver’s Credit
  • Changing the required minimum distribution rules for Roth 401(k)s
  • Changes to required beginning dates for required minimum distributions of retirement plans.
  • Penalty-Free Withdrawals for Certain Emergency Expenses
  • Special provisions for firefighters and military personnel spouses
  • Increases in catch-up contributions
  • Impact on 529 plans
  • Opportunities for student loan payment matching
 Part II:  IRS Procedure
  • Offers in Compromise
  • IRS Administration
  • Statute of Limitations
  • Mailbox Rule
  • Discharge of Indebtedness

Seismic changes in tax legislation is currently taking place, and the well-informed tax practitioner will want to attend this eight hour program in order to stay abreast of these developments.  This program will cover new court decisions, recent IRS publications, and the latest tax legislation that will impact individuals.  The remaining time will be spent on IRS procedure and other issues. This course will provide a concise look at the hottest topics affecting every tax practitioner.

Who should Attend:  This course is suitable for tax and finance executives, directors, managers and staff, CPAs, CAs Enrolled Agents, accountants, attorneys and business/financial advisors who work with and advise individuals that have tax implications.  All public practice tax professionals will benefit from this timely and insightful seminar.

Learning Objectives:
  • Become familiar with recent court cases and Treasury publications affecting business entities.
  • Acquire a working knowledge of recent changes to IRS procedure.
  • Become conversant of recently issued tax court opinions and their implications to taxpayers.
  • Know the status of upcoming tax legislation and how it might affect clients.
Program Content:
  • Trade or Business v. Investment
  • Charitable Contributions
  • Conservation Easements
  • Gifts
  • Litigation Payments
  • Taxability of Disability Payments
  • Tax Shelters
  • Alimony
  • Substantiating Business Expenses
  • Other Issues
  • Retirement Plans
  • IRAs
  • Medical Deductions
  • Dependency Deductions
  • Cancellation of Indebtedness
  • Income Earned Abroad
  • Cryptocurrency
 

Description:  This course will focus on how to integrate integrity, objectivity, independence, and avoiding conflicts of interest in situations faced by the accounting professional on a daily basis.   The participant will be able to know not just “what is the right thing to do” according to the AICPA Code of Professional Conduct but how to put your values into action!   As part of this course, we will also walk-through real-world examples of individuals and companies faced with these dilemmas. 

Learning Objectives:  By the end of the course, the participant will be able to:

1. Be able to define integrity and objectivity as promulgated by the AICPA Code of Professional Conduct and understand its importance to the CPA.

2. Have the ability to identify situations where the CPA may be susceptible to subordinating his/her judgment to a client or employer

3. Have the ability to define independence as promulgated by the AICPA Code of Professional Conduct and understand its importance to the CPA.

4. Be able to ascertain situations which could threaten a CPA’s independence.

5. Understand how conflicts of interest and the use of contingency fees can subvert independence.


A CPA is challenged in today’s work world to not only serve his/her client or employer but also to protect the public interest by ensuring that there is transparency in financial reporting or there is fair administration of the tax laws.  In balancing the two interests, a CPA may find him or herself in an ethical dilemma. This course covers not only basic ethical frameworks, but also specific rules from the AICPA Code of Professional Conduct, and the California Regulations, Administrative Rules and Code of Professional Conduct.  These sources govern the practice and responsibilities of California CPAs. It concludes with a section on how a CPA can put his or her ethics into action

Learning Objectives:
  • To apply the ethics of professional accounting as CPAs through the analysis of case studies involving both actual situations and hypothetical facts.
  • To apply ethical judgment in interpreting the rules and determining public interest. Public interest should be placed ahead of self-interest, even if it means a loss of job or client.
  • To analyze and apply the AICPA Code of Professional Conduct and California law that pertain to CPAs licensed to practice in the state of California. Students will become familiar with the California Statues, Administrative Rules and Code of Professional Conduct, and the Policies adopted by the Board currently in effect and how the statutes, rules, and policies pertain to them.
  • To determine the course of action that would uphold the intent of the rules in the performance of professional accounting services/work, not just to adhere to the mere technical compliance of such rules.
  • Apply lessons learned from misconduct which is the subject of  historic and recent disciplinary actions taken by the Board.
  • To review and discuss the rules and their implications for persons in a variety of practices, including:

a.      CPAs who provide assurance, attest or compilation services. b.      CPAs who provide tax services.

 

A CPA is challenged in today’s work world to not only serve his/her client or employer but also to protect the public interest by ensuring that there is transparency in financial reporting or there is fair administration of the tax laws. In balancing the two interests, a CPA may find him or herself in an ethical dilemma. This course covers not only basic ethical frameworks, but also specific rules from the Virginia Statutes and Administrative Code as well as the AICPA Code of Professional Conduct governing CPA practice and responsibilities. To illustrate these rules, this course will examine a number of real-life case studies.

COURSE OBJECTIVES

 1. To educate Virginia licensees in ethics of professional accounting as CPAs.

2. To convey the intent of the Virginia Statutes and Administrative Code as well as the AICPA Code of Professional Conduct and/or specific state board rules in the performance of professional accounting services/work, not to adhere to the mere technical compliance of such rules.

3. To assist the Virginia CPA in applying ethical judgment in interpreting the rules and determining public interest. Public interest should be placed ahead of self-interest, even if it means a loss of job or client.

4. To review and discuss the Virginia Administrative Code and Regulations and the AICPA Code of Professional Conduct and their implications for persons in a variety of practices, especially:

a. CPA license renewal process

b. CPE reporting period clarification

c. CPE reciprocity d. Inactive status requirements and guidelines

Description:  Please join us for a comprehensive discussion on standards that lawyers must adhere to as tax practitioners.  We will be covering the major governing rules, such as Treasury Circular 230, the AICPA Statements on Standards for Tax Services (SSTS), the Internal Revenue Code (IRC), the ABA Model Rules of Conduct and common law.  Also included will be case studies illustrating dilemmas faced by tax practitioners.  This course is ideal for lawyers and tax practitioners.

Learning Objectives:  By the end of the seminar, the participant will be able to:

1. Know the expectations for tax practitioners in serving clients, including the duty of confidentiality, competency and proper administration of the tax law.

2. Understand the practitioner’s obligations to disclose certain client information when representing them against the IRS.

3. Know the sources that govern tax practice, such as Treasury Circular 230, the SSTS, the IRC and common law.

4. Understand the common law standards of reasonable behavior and when a tax practitioner may be subject to negligence or other types of common law causes of action.


Please join us for a discussion on Treasury Circular 230 and other ethical issues faced by enrolled agents and other tax preparers.  In addition to covering the practice standards espoused by Treasury Circular 230, there will also be an overview of the applicable provisions in the Internal Revenue Code (IRC) and common law which will affect tax preparers.  The discussion will conclude with other ethical issues, such as avoiding conflicts of interest, proper fee structure and maintaining competency.  Also included will be case studies illustrating dilemmas faced by tax practitioners. Who should Attend: Enrolled agents, tax practitioners, and other tax preparers. Learning Objectives: By the end of the seminar, the participant will be able to:
  • Know the expectations for tax practitioners in serving clients, including the duty of confidentiality, competency and proper administration of the tax law.
  • Understand the practitioner’s obligations to disclose certain client information when representing them against the IRS.
  • Understand the provisions of Treasury Circular 230, the IRC and common law as it pertains to tax practitioners.
  • Know the IRS requirements before an individual may file returns on behalf of others as a preparer.
Program Content:
  • Circular 230
  • Conflicts of interest
  • Loving case
  • RTRP
  • Other Ethical Issues
  • Fees
  • Qualifying continuing education
Each year, various limits affecting income tax preparation and planning change. Some changes commonly occur each year as a result of inflation indexing, while others occur because of new legislation or the sunsetting of existing law. This course will examine the tax changes affecting 2023 as a result of the passage of the Inflation Reduction Act and the inflation-changed limits effective for 2023 that are more significant from the perspective of an income tax preparer. Some context will be supplied, as appropriate, to assist readers in understanding the changes.
The landmark legislation known as the Patient Protection and Affordable Care Act (PPACA), signed into law in 2010, affects a wide range of institutions in the United States in some way. It imposes healthcare-related requirements on health plans, health insurers, and employers. In addition to imposing various tax increases to increase revenue, the PPACA uses a carrot-and-stick approach to ensure compliance with its provisions, offering tax credits for compliance and imposing tax penalties for non-compliance. This course will review the principal provisions of the law and will examine its tax impact on individuals and businesses.
All CPAs and Tax Practitioners deal with very sensitive client data. Cybercriminals are highly sophisticated, well-funded, and technologically adept at hacking computers and sealing information. CPAs and tax practitioners are some of their most highly desired targets. Cybercriminals desire the client data of all CPAs and tax practitioners. If these cybercriminals can successfully obtain the client information of CPAs and tax practitioners, they can file fraudulent tax returns for refunds or commit identify theft. As a result, all CPAs and tax practitioners must protect their clients information by protecting their computers, networks and by taking some simple safety approaches. This course will define information security, describe the numerous types of threats that exist today and define how to protect your computer systems and networks to keep client data safe.
The malware and cybersecurity landscapes are constantly shifting in response to the actions of one another. On one side, cybersecurity experts are identifying, analyzing, and patching new forms of malware as consistently as possible so they can be detected by antivirus software and purged from infected systems before they can cause harm to their potential victims. On the other side, malware creators and cybercriminal organizations are constantly creating new malware, and altering old malware, to circumvent cybersecurity efforts and continue to infect as many computers as possible for a variety of purposes.
Estate taxes are one of the taxes covered by the IRSs unified transfer tax system. Estate taxes are designed to collect taxes from transferring property at death. Proper planning can save a substantial amount of money in taxes. This course will discuss estate planning and estate taxes. This course will describe the tools that are available for estate planning and will define the benefits of using each tool. This course will describe how to identify what is included in the gross estate and demonstrate how to calculate the gross estate amounts. This course has been updated to reflect all current changes to tax law and amounts for 2023.
This mini-course examines key individual, business, retirement, and estate tax provisions recently enacted or indexed for inflation in an overview format that is easy to reference. The emphasis is on quick access to major tax changes having special meaning to the tax practitioner and return preparer. The course is a great resource and a way for professionals and staff alike to easily get the big chunks and bring their professional knowledge up to speed. As a result of studying the assigned materials, you should be able to meet the objectives listed below.ASSIGNMENTAt the start of the materials, participants should identify the following topics for study:* Tax brackets * Tax credits* Deductions* Education credits* Business deductions & credits* Retirement plan contribution and phaseout limitsLearning ObjectivesAfter reading the materials, participants will be able to:1. Recognize the various issues affected by inflation and recent tax law developments especially as they relate to individual tax brackets, exemptions & deductions, the AMT, the child tax credit, alimony, HSAs, education plans, and energy credits.2. Determine the key business tax issues affected by inflation adjustments and recent legislative changes, including corporate tax rates, entertainment expenses, tax credits & deductions, bonus depreciation, expensing, standard mileage rates, employment taxation, repatriation of foreign income, small business stock, partnership taxation, and excessive compensation.3. Specify differences between various retirement plans, including inflation-adjusted contribution limits and phaseout limits, and determine estate taxes by identifying trust income tax rates and determining applicable exclusion amounts.
This basic course covers the overall approach by the individual to the financial planning process. It encompasses the areas of expertise needed by individuals to do the process or to know when they need a professional financial planner. Coverage of the areas of the financial plan is provided through basic discussion of the concepts, theories, and definitions involved in the financial planning process. Guidelines are provided for the individual's implementation of the financial planning process, from the data gathering, risk management, investment selection, through the implementation of the financial plan, and to periodic reviews.   
Unit Titles 
  1. Data Gathering and Determining Objectives  
  2. Investing and the Risks Involved  
  3. Other Information Needed  
  4. Determining the Financial Plan and Risk Management 
  5. Kinds of Insurance  
  6. Investment Selection  
Objectives  
  • Identify details of the data-gathering portion of the engagement. (Unit One)  
  • Determine their personal and financial goals. (Unit One)  
  • Examine the various kinds of risks associated with investing. (Unit Two) 
  • Identify other information to be used in the financial planning process. (Unit Three)  
  • Introduce the individual to the process of financial planning and the risks involved. (Unit Four) 
  • Examine the different kinds of life insurance available and the guidelines as to which may be appropriate. (Unit Five)  
  • Discuss the investment choices and the time frame involved. (Unit Six) 
 
This course covers the process to be used when the CPA firm adds the service of Financial Planning for their clients.  It encompasses the areas of expertise needed by the CPA to be a professional Financial Planner. Coverage of the areas of the financial plan is provided through basic discussion of the concepts, theories, and definitions involved in the financial planning process. Guidelines are provided for the CPA's implementation of the financial planning process from the data gathering through the implementation of the financial plan to the periodic reviews.   
Unit Titles  
  1. Engaging Client, Data-Gathering, and determining Goals  
  2. Various Risks Involved in Investing  
  3. Other Information Gathered  
  4. Determining Recommendations  
  5. Insurance Needs  
  6. Investment Selection  
Objectives  
  • Introduce the CPA to the process of financial planning as a segment of their business and the determining of the client's personal and financial goals (Unit One).  
  • Examine the various kinds of risks associated with investing (Unit Two).  
  • Identify details of the data-gathering portion of the engagement (Unit Three).  
  • Determine recommendations for the client (Unit Four).  
  • Examine the different kinds of life insurance available and the guidelines as to which may be appropriate for the client (Unit Five).  
  • Discuss the investment choices for the client and the time frame involved (Unit Six). 
 
This course discusses the tax law as currently writen with the expiration of the TCJA. As we all know the TCJA is set to expire this year, and with no tax bill in place (to replace or extend) it will revert back to previous tax law prior to the TCJA (2017 Tax Law). So what does this mean for your client, as death inheritance will revert to a lower tax exempt amount, individual and business tax rates will increase, child care credit will drop, EIC individual and joint earninngs for qualification will decrease, and of course the Standard deduction will decrease as well. There is time between now and December, a new bill may be introduced and possibly passed however, you may want to advise your clients for the best next step forward and how best to advise them. Learning Objectives: State the pre TCJA Estate and Gift Tax exemptions Identify pre TCJA individual and business Tax Rates State the Pre TCJA EIC Identify Pre TCJA Child Tax Credit State the changes to itemized deductions and standard deductions Pre TCJA To complete this course participants need to: Answer polling questions to meet NASBA / IRS / State Board of Accountancies requirements Upon course completion a course evaluation form is provided for your feedback. Participants have 1 year from the date of purchase/enrollment to complete this course CPE Prime is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors.  State boards of accountancy have final authority on the acceptance of individual courses for CPE credit.  Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website:  www.nasbaregistry.org
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